pixy_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): April 13, 2018

 

SHIFTPIXY, INC.

(Exact name of registrant as specified in its charter)

 

Wyoming

 

47-4211438

(State of incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

1 Venture, Suite 150, Irvine CA

 

92618

(Address of principal executive offices)

 

(Zip Code)

 

888-798-9100

(Registrant’s telephone number, including area code)

 

Commission File No. 001-37954

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 
 
 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

VOTING RESULTS OF 2018 ANNUAL MEETING OF STOCKHOLDERS

 

The fiscal year 2018 Annual Meeting of Stockholders of the Company was held on April 13, 2018. For more information about the proposals set forth below, please see the Company’s definitive Proxy Statement filed with the SEC on February 23, 2018. A total of 28,177,264 (or approximately 97.84%) of the Company’s 28,800,675 shares issued, outstanding and entitled to vote at the fiscal year 2018 Annual Meeting of Stockholders were represented in person or by proxy at the meeting. Set forth below are the final voting results for the proposals voted on at the fiscal year 2018 Annual Meeting of Stockholders.

 

(1) Proposal 1 - Election of Directors.

 

The five nominees recommended by management and the Board of Directors to serve on the Company’s Board of Directors for a one-year term expiring at the 2019 Annual Meeting of Stockholders, or until their successors are elected and qualified, were duly elected by a plurality of the shares present and entitled to vote either in person or by proxy at the Annual Meeting; the results of the vote are as follows:

 

 

 

Number of Shares

 

Nominee

 

For

 

 

Withhold

 

 

Broker Non-Votes

 

Scott W. Absher

 

 

25,642,385

 

 

 

8,142

 

 

 

2,526,737

 

Kenneth W. Weaver

 

 

25,642,375

 

 

 

8,152

 

 

 

2,526,737

 

Whitney J. White

 

 

25,647,238

 

 

 

3,289

 

 

 

2,526,737

 

Sean C. Higgins

 

 

25,641,992

 

 

 

8,535

 

 

 

2,526,737

 

Mark A. Absher

 

 

25,642,418

 

 

 

8,109

 

 

 

2,526,737

 

 

(2) Proposal 2 - Advisory Resolution on Executive Compensation.

 

The proposal to approve an advisory resolution regarding the Company’s compensation of its named executive officers was, as recommended by the Company’s Board of Directors, approved by the affirmative vote of the majority of shares present and entitled to vote either in person or by proxy at the Annual Meeting; the results of the vote are as follows:

 

For

25,515,978

Against

38,525

Abstain

96,024

Broker Non-Votes

2,526,737

 

(3) Proposal 3 - Ratification of Appointment of Independent Registered Public Accounting Firm.

 

The proposal for the ratification of the selection of Marcum LLP as the Company’s independent registered public accountants for the current fiscal year ending August 31, 2018, was, as recommended by the Company’s Board of Directors, approved by the affirmative vote of the majority of shares present and entitled to vote either in person or by proxy at the Annual Meeting; the results of the vote are as follows:

 

For

27,943,665

Against

168,363

Abstain

65,236

 

 
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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the date indicated.

 

 

SHIFTPIXY, INC.

 

 

 

Date: April 17, 2018

By:

/s/ Scott W. Absher

 

 

Scott W. Absher

 

Chief Executive Officer and Director

 

 

 

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